Office of the Chief Financial Officer

DC Agency Top Menu

On Wednesday, January 20, the DC government will be closed. For updates on delays and closures at DC Public Charter Schools, families can track the DC Public Charter School Board’s inclement weather page. The Cold Emergency Plan is in effect.

-A +A
Bookmark and Share

2014 SR0 Department of Insurance, Securities and Banking

Thursday, August 8, 2013

The mission of the Department of Insurance, Securities and Banking (DISB) is two-fold: 1) protect consumers by providing equitable, thorough, efficient and prompt regulatory supervision of the financial services companies, firms and individuals operating in the District of Columbia; and 2) develop and improve market conditions to attract and retain financial services firms to the District of Columbia. 

Summary of Services
DISB regulates the following financial services entities: (1) insurance companies, insurance producers, health maintenance organizations, captive insurance companies and risk retention groups; (2) investment advisors, investment advisor representatives, broker-dealers, broker-dealer agents, securities offerings, issuers and agents of issuers; and (3) District and state-chartered banks, mortgage lenders and brokers, mortgage loan originators, check cashers, money transmitters, consumer-sales-finance companies, money lenders and consumer-credit-service organizations.